John Becton, financial advisor Raleigh NC
90 score

John Becton

CRD Number: 4453738
Current Firm: Pnc Investments

John Becton (CRD# 4453738) is an Investment Advisor Representative working at Pnc Investments in Raleigh, NC and has over 6 years of experience in the finance industry.

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Company Name Location Dates Years
Pnc Investments Raleigh, NC Oct 2012 - Current 5
Unemployed Wilmington, NC Jul 2012 - Oct 2012 < 1
Suntrust Investment Services, Inc. Atlanta, GA May 2011 - Jun 2012 1
Suntrust Bank Atlanta, GA Dec 2010 - Jun 2012 1
Retired Wilmington, NC Nov 2009 - Dec 2010 1
Wachovia Securities, LLC Wilmington, NC Aug 2007 - Nov 2009 2
Wachovia Bank, N.a. Wilmington, NC Jun 1979 - Nov 2009 30
Wachovia Securities, LLC Wilmington, NC Sep 2005 - Sep 2006 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 2011
S66 NASAA Uniform Combined State Law Examination Mar 2013
Contact Info for John J. Becton
Phone Number: 800-762-6111
Firm Website: http://www.pnc.com
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    11,195
    MILLIONS
  • Total Number of Accounts
    78,826
    ACCOUNTS
  • Average Account Value
    $142,023
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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