John RobinsonCRD Number: 5447852
Current Firm: 1st Global Advisors Inc.
John Robinson (CRD# 5447852) is an Investment Advisor Representative working at 1st Global Advisors Inc. in Raleigh, NC and has over 9 years of experience in the finance industry.
Wiser Financial Coaching, LLC
Signator Investors, Inc.
Hornor, Townsend & Kent, Inc.
|1st Global Capital Corp||Raleigh, NC||Jan 2014 - Current||3|
|1st Global Advisors, Inc.||Raleigh, NC||Jan 2014 - Current||3|
|Hughes Pittman & Gupton, LLP||Raleigh, NC||Aug 2011 - Current||5|
|Ernst & Young Investment Advisers LLP||Raleigh, NC||Mar 2002 - Jul 2011||9|
|Ernst & Young, LP||Raleigh, NC||Mar 2002 - Jul 2011||9|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Dec 2007|
|S66||NASAA Uniform Combined State Law Examination||May 2014|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management7,093MILLIONS
Total Number of Accounts21,134ACCOUNTS
Average Account Value$335,619
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV