James CumnockCRD Number: 1171024
Current Firm: Capitol Securities Management, Inc.
James Cumnock (CRD# 1171024) is an Investment Advisor Representative working at Capitol Securities Management, Inc. in Reston, VA and has over 34 years of experience in the finance industry.
David Wealth Management, LLC
Blue Ocean Global Wealth
Palatine Advisors, Inc.
|Capitol Securities Management||Reston, VA||Jan 2014 - Current||4|
|Janney Montgomery Scott LLC||Philadelphia, PA||Oct 2007 - Jan 2014||6|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 1983|
|S65||NASAA Investment Advisors Law Examination||Jun 1991|
Total Assets Under Management754MILLIONS
Total Number of Accounts2,104ACCOUNTS
Average Account Value$358,481
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV