Neal Engelman, financial advisor Rochester MN
88 score

Neal Engelman

CRD Number: 6324813
Current Firm: Waddell & Reed

Neal Engelman (CRD# 6324813) is an Investment Advisor Representative working at Waddell & Reed in Rochester, MN and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Various Insurance Carriers For W & R Insurance Agencies Rochester, MN Sep 2014 - Current 3
Rotary Club Of Rochester Rochester, MN Jul 2014 - Current 3
Waddell & Reed Inc. Rochester, MN Apr 2014 - Current 3
St Lukes Episcopal Church Rochester, MN Jan 2008 - Current 9
Unemployed Rochester, MN Feb 2014 - Apr 2014 < 1
Apollo Wine Rochester, MN Apr 2013 - Feb 2014 < 1
Unemployed Rochester, MN Dec 2012 - Apr 2013 < 1
United Way Of Olmsted County Rochester, MN Jan 2007 - Dec 2012 5
Herberger's Rochester, MN Oct 2002 - Jan 2007 4
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2014
Contact Info for Neal R. Engelman
Phone Number: 913-236-2000
Firm Website: http://www.waddell.com
Registered State(s):
  • MN
  • ND
By the Numbers
  • Total Assets Under Management
    18,309
    MILLIONS
  • Total Number of Accounts
    149,599
    ACCOUNTS
  • Average Account Value
    $122,387
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
88
Clean Record
This advisor has a clean track record with regulators.

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