Kenneth Shaffer, financial advisor Rocklin CA
93 score

Kenneth Shaffer

CRD Number: 871643
Current Firm: Questar Asset Management, Inc.

Kenneth Shaffer (CRD# 871643) is an Investment Advisor Representative working at Questar Asset Management, Inc. in Rocklin, CA and has over 37 years of experience in the finance industry.

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Company Name Location Dates Years
Questar Capital Corpration Minneapolis, MN Sep 2014 - Current 2
Sorrento Pacific Financial, LLC San Diego, CA Apr 2013 - May 2014 1
H.d. Vest Investment Services Rocklin, CA Sep 2011 - Apr 2013 1
Kenneth Shaffer Rocklin, CA Oct 2009 - Apr 2013 3
Wells Fargo Investments, LLC Folsom, CA Jun 2006 - Oct 2009 3
Wells Fargo Bank Folsom, CA Jun 2006 - Oct 2009 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 1979
S65 NASAA Investment Advisors Law Examination Sep 1997
Contact Info for Kenneth C. Shaffer
Phone Number: 888-446-5872
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    839
    MILLIONS
  • Total Number of Accounts
    5,071
    ACCOUNTS
  • Average Account Value
    $165,362
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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