James Mabbutt, financial advisor Roseville CA
86 score

James Mabbutt

CRD Number: 1781052
Current Firm: Accurate Financial Solutions

James Mabbutt (CRD# 1781052) is an Investment Advisor Representative working at Accurate Financial Solutions in Roseville, CA and has over 27 years of experience in the finance industry. James Mabbutt has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Accurate Financial Solutions Roseville, CA Jul 2015 - Current 1
Lpl Financial LLC Granite Bay, CA Apr 2003 - Current 13
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1989
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for James M. Mabbutt
Phone Number: (916) 781-3700
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

CA

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BADGES
86

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