Gary WallerCRD Number: 4531813
Current Firm: Hilltop Securities Inc.
Gary Waller (CRD# 4531813) is an Investment Advisor Representative working at Hilltop Securities Inc. in San Francisco, CA and has over 15 years of experience in the finance industry. Gary Waller has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Polaris Greystone Financial Group, LLC
Skyoak Wealth Management, Inc.
Blossom Wealth Management, LLC
|Hilltop Securities Inc.||San Francisco, CA||Oct 2015 - Current||2|
|M.l. Stern & Company, LLC||San Francisco, CA||Apr 2002 - Oct 2015||13|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 2002|
|S65||NASAA Investment Advisors Law Examination||May 2006|
Total Assets Under Management918MILLIONS
Total Number of Accounts3,114ACCOUNTS
Average Account Value$294,840
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV