Stephen ShapiroCRD Number: 1836035
Current Firm: Foothill Securities, Inc.
Stephen Shapiro (CRD# 1836035) is an Investment Advisor Representative working at Foothill Securities, Inc. in Santa Clara, CA and has over 21 years of experience in the finance industry. Stephen Shapiro has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Altos Investments, Inc.
Meyers Wealth Management
Skyoak Wealth Management, Inc.
|Foothill Securities, Inc.||Aptos, CA||Jul 2015 - Current||1|
|Milestone Advisory Services- Dba Only||Soquel, CA||Feb 2013 - Current||4|
|Tuitions Solutions Now||Soquel, CA||Jan 2004 - Current||13|
|Designs In Life Agency- Outside Insurance||Atascadero, CA||Jan 2002 - Current||15|
|Cabrillo College Extension||Aptos, CA||Jan 1995 - Current||22|
|Stephen G. Shapiro, Cpa||Soquel, CA||Jul 1982 - Current||34|
|Fintegra, LLC||Minneapolis, MN||Dec 2003 - Jun 2015||11|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 1996|
|S65||NASAA Investment Advisors Law Examination||Oct 1997|
Total Assets Under Management1,158MILLIONS
Total Number of Accounts6,953ACCOUNTS
Average Account Value$166,522
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
AK, AZ, CA, CO, DE, FL, GA, HI, ID, IL, IN, LA, MA, MD, MI, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OR, PA, TN, TX, UT, WA, WI