Cynthia Allen, financial advisor Santa Fe NM
93 score

Cynthia Allen

CRD Number: 3008542
Current Firm: Lpl Financial LLC

Cynthia Allen (CRD# 3008542) is an Investment Advisor Representative working at Lpl Financial LLC in Santa Fe, NM and has over 16 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial LLC Santa Fe, NM Apr 2014 - Current 2
Los Alamos National Bank Santa Fe, NM Sep 2009 - Current 7
Lpl Financial LLC Santa Fe, NM Jul 2010 - May 2011 < 1
Reynolds Insurance Santa Fe, NM Jan 2009 - Sep 2009 < 1
St. Clair Properties Santa Fe, NM Mar 2008 - Oct 2008 < 1
Paws Playland, LLC Santa Fe, NM Apr 2003 - Feb 2008 4
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2014
S63 Uniform Securities State Law Examination Nov 2000
Contact Info for Cynthia E. Allen
Phone Number: 617-423-3644
Firm Website: http://www.lpl.com
Registered State(s):
  • NM
By the Numbers
  • Total Assets Under Management
    112,086
    MILLIONS
  • Total Number of Accounts
    531,091
    ACCOUNTS
  • Average Account Value
    $211,049
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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