Richard TorringtonCRD Number: 2984242
Current Firm: Nepsis Advisor Services, Inc.
Richard Torrington (CRD# 2984242) is an Investment Advisor Representative working at Nepsis Advisor Services, Inc. in Sarasota, FL and has 1 year of experience in the finance industry. Richard Torrington has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
A New Approach Financial Planning
Seacure Advisors LLC
Williams Wealth Management Group, Inc.
|Edward Kennedy Mason Financial, Inc.||Sarasota, FL||Jul 2004 - Current||12|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Judgments / Liens
Total Assets Under Management110MILLIONS
Total Number of Accounts725ACCOUNTS
Average Account Value$151,900
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
CA, FL, IL, MN, MT, NY, WA, WI