Walter ZawislakCRD Number: 1037350
Current Firm: Walter Zawislak
Walter Zawislak (CRD# 1037350) is an Investment Advisor Representative working at Walter Zawislak in Sarasota, FL and has over 35 years of experience in the finance industry.
A New Approach Financial Planning
Seacure Advisors LLC
Williams Wealth Management Group, Inc.
|W E Z Investments||Sarasota, FL||Jan 2016 - Current||1|
|Investors Capital||Sarsota, FL||Feb 2008 - Dec 2015||7|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||New York, NY||Mar 2006 - Jan 2008||1|
|Advest, Inc.||Tampa, FL||Mar 2004 - Jan 2007||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 1982|
|S65||NASAA Investment Advisors Law Examination||Dec 2000|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management12MILLIONS
Total Number of Accounts11ACCOUNTS
Average Account Value$1,127,273
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
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