Matthew LoweryCRD Number: 4452645
Current Firm: Mml Investors Services, LLC
Matthew Lowery (CRD# 4452645) is an Investment Advisor Representative working at Mml Investors Services, LLC in Scottsdale, AZ and has over 15 years of experience in the finance industry.
Householder Group Estate & Retirement Specialists
Woodbury Financial Services, Inc.
Triad Advisors, Inc.
|Mml Investors Services LLC||Scottsdale, AZ||Sep 2014 - Current||2|
|Massmutual Life Insurance Company||Scottsdale, AZ||Aug 2014 - Current||2|
|Bmo Harris Financial Advisors, Inc.||Phoenix, AZ||Aug 2012 - Aug 2014||2|
|Bmo Harris Bank Na||Milwaukee, WI||Jul 2011 - Aug 2014||3|
|M&i Financial Advisors||Gilbert, AZ||Dec 2009 - Aug 2012||2|
|M&i Insurance Services||Milwaukee, WI||Dec 2009 - Aug 2012||2|
|M&i Trust Company||Milwaukee, WI||Dec 2009 - Aug 2012||2|
|Valic Financial Advisors, Inc.||Phoenix, AZ||Jul 2009 - Dec 2009||< 1|
|Matt Lowery (sole Proprietor)||Phoenix, AZ||Mar 2009 - Jul 2009||< 1|
|Banc Of America Investment Services, Inc.||Westlake Village, CA||Jun 2007 - Mar 2009||1|
|Banc Of America Insurance Services||Westlake Village, CA||Jun 2007 - Mar 2009||1|
|Self Employed||Grover Beach, CA||Sep 2006 - May 2007||< 1|
|Suncrest Strategic Advisors, Inc.||Draper, UT||Jun 2002 - Sep 2006||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 2001|
|S66||NASAA Uniform Combined State Law Examination||Aug 2007|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management666MILLIONS
Total Number of Accounts3,874ACCOUNTS
Average Account Value$171,955
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.