Sarah WhitmoreCRD Number: 867678
Current Firm: Ubs Financial Services Inc.
Sarah Whitmore (CRD# 867678) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Scottsdale, AZ and has over 37 years of experience in the finance industry.
Newman's Financial Planning
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Triad Advisors, Inc.
|Ubs Financial Services Inc.||Scottsdale, AZ||May 2013 - Current||3|
|Bank Of America, N.a.||Scottsdale, AZ||Jul 2011 - May 2013||1|
|Merrill Lynch, Pierce, Fenner & Smith, Inc.||Scottsdale, AZ||Jun 2011 - May 2013||1|
|Morgan Stanley Smith Barney||Surprise, AZ||Jun 2009 - Jun 2011||2|
|Morgan Stanley & Company, Incorporated||Surprise, AZ||Apr 2007 - Jun 2011||4|
|Morgan Stanley Dw Inc.||Surprise, AZ||Mar 1996 - Apr 2007||11|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1979|
|S65||NASAA Investment Advisors Law Examination||Jun 1992|
Total Assets Under Management358,253MILLIONS
Total Number of Accounts860,383ACCOUNTS
Average Account Value$416,388
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV