Todd EngelsonCRD Number: 1172277
Current Firm: Euro Pacific Capital, Inc.
Todd Engelson (CRD# 1172277) is an Investment Advisor Representative working at Euro Pacific Capital, Inc. in Scottsdale, AZ and has over 32 years of experience in the finance industry.
Woodbury Financial Services, Inc.
Triad Advisors, Inc.
Barnes Investment Advisory Inc.
|Euro Pacific Capital, Inc.||Scottsdale, AZ||Nov 2015 - Current||< 1|
|Euro Pacific Capital||Boca Raton, FL||Aug 2013 - Nov 2015||2|
|Euro Pacific Capital||Scottsdale, AZ||Jan 2008 - Aug 2013||5|
|Oppenheimer & Company Inc.||Scottsdale, AZ||Nov 2005 - Jan 2008||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 1984|
|S66||NASAA Uniform Combined State Law Examination||Nov 2012|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management540MILLIONS
Total Number of Accounts2,441ACCOUNTS
Average Account Value$221,062
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV