Bac-phuong Nguyen, financial advisor Seattle WA

Bac-phuong Nguyen

CRD Number: 6794582
Current Firm: Wells Fargo Clearing Services, LLC

Bac-phuong Nguyen (CRD# 6794582) is an Investment Advisor Representative working at Wells Fargo Clearing Services, LLC in Seattle, WA and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Clearing Services LLC Kirkland, WA May 2017 - Current 3
Wells Fargo Bank Na Kirkland, WA Mar 2016 - Current 4
Unemployed Everett, WA Nov 2015 - Feb 2016 < 1
American Family Seattle, WA Jan 2014 - Nov 2015 1
Tropical Tan Everett, WA Dec 2013 - Mar 2015 1
Crowne Plaza Hotel Seattle, WA Aug 2008 - Jan 2014 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2017
S66 NASAA Uniform Combined State Law Examination Jun 2019
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Bac-phuong H. Nguyen
Phone Number: 314-875-3000
Registered State(s):
  • WA
By the Numbers
  • Total Assets Under Management
    510,934
    MILLIONS
  • Total Number of Accounts
    1,430,874
    ACCOUNTS
  • Average Account Value
    $357,078
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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