Brian Vaughn, financial advisor Seattle WA
93 score

Brian Vaughn

CRD Number: 5317448
Current Firm: Silverhawk Asset Management, LLC

Brian Vaughn (CRD# 5317448) is an Investment Advisor Representative working at Silverhawk Asset Management, LLC in Seattle, WA and has over 10 years of experience in the finance industry.

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Company Name Location Dates Years
Silverhawk Asset Management, LLC Seattle, WA Aug 2017 - Current < 1
Silverhawk Insurance Services, LLC Seattle, WA Aug 2017 - Current < 1
J.p. Morgan Securities LLC Seattle, WA Oct 2012 - Aug 2017 4
Brian C. Vaughn, Sole Proprietor Seattle, WA Dec 2011 - Aug 2017 5
Jpmorgan Chase Bank Seattle, WA Sep 2011 - Aug 2017 5
Chase Investment Services Corp Seattle, WA Dec 2011 - Oct 2012 < 1
Chase Investment Services Corp. Seattle, WA Oct 2011 - Oct 2012 1
University Of Phoenix Tempe, AZ Sep 2010 - Aug 2011 < 1
Twin Palms Hotel Tempe, AZ Aug 2009 - Oct 2010 1
Pruco Securities, LLC Phoenix, AZ Aug 2009 - Dec 2009 < 1
The Prudential Insurance Company Of America Phoenix, AZ Jul 2009 - Dec 2009 < 1
Ubs Financial Services Inc. Scottsdale, AZ Nov 2008 - Aug 2009 < 1
Ubs Financial Services Inc. Scottsdale, AZ May 2007 - Aug 2009 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2007
Contact Info for Brian C. Vaughn
Phone Number: 480-296-0200
Registered State(s):
  • WA
By the Numbers
  • Total Assets Under Management
    151
    MILLIONS
  • Total Number of Accounts
    1,336
    ACCOUNTS
  • Average Account Value
    $112,676
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AZ, CA, CT, TN, WA

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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