Mark Silverstein (CRD# 4545405) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Seattle, WA and has over 15 years of experience in the finance industry. Mark Silverstein has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5962359
Brighton Jones LLC
Score
104
CRD# 839130
Wlfb Inc.
Score
103
CRD# 4514776
Robinswood Financial
Score
103
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Charles Schwab & Company, Inc. | Seattle, WA | Sep 2016 - Current | 1 |
| Charles Schwab Bank | Seattle, WA | Sep 2016 - Current | 1 |
| Twiddle Games, LLC | Seattle, WA | Sep 2012 - Current | 5 |
| Usaa Financial Planning Services | Seattle, WA | Jan 2011 - Jul 2016 | 5 |
| Ubs Financial Services Inc. | Seattle, WA | Aug 2002 - Jan 2011 | 8 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Aug 2002 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.
Reported Disclosure Event:- Customer Dispute
- WA
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Total Assets Under Management0MILLIONS
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Total Number of Accounts0ACCOUNTS
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Average Account Value$0
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Selection of other advisers (including private fund managers)
- Other
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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