Michael SoosCRD Number: 1887590
Current Firm: Ast Investment Services, Inc.
Michael Soos (CRD# 1887590) is an Investment Advisor Representative working at Ast Investment Services, Inc. in Shelton, CT and has over 22 years of experience in the finance industry.
Scholtz & Co
Halsey Associates Inc.
Td Private Client Wealth LLC
|Prudential Annuities Distributors||Shelton, CT||Nov 2007 - Current||9|
|Ast Investment Services||Shelton, CT||Mar 2006 - Current||10|
|The Prudential Insurance Company Of America||Shelton, CA||Dec 2003 - Current||13|
|American Skandia Marketing, Inc.||Shelton, CT||Mar 2006 - Nov 2007||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 1994|
|S65||NASAA Investment Advisors Law Examination||Dec 2000|
Total Assets Under Management125,925MILLIONS
Total Number of Accounts72ACCOUNTS
Average Account Value$1,748,952,551
- A percentage of assets under your management
- Portfolio management for investment companies (as well as "business development companies")
- Selection of other advisers (including private fund managers)
CA, CO, CT, FL, GA, IL, MA, MD, NJ, NM, OH, PA, SC, TN, TX, VA, WA