Thomas MitchellCRD Number: 4617749
Current Firm: Ast Investment Services, Inc.
Thomas Mitchell (CRD# 4617749) is an Investment Advisor Representative working at Ast Investment Services, Inc. in Shelton, CT and has over 13 years of experience in the finance industry.
Scholtz & Co
Halsey Associates Inc.
Td Private Client Wealth LLC
|Prudential Annuities Distributors, Inc.||Dresher, PA||Dec 2014 - Current||1|
|Prudential Insurance Co Of America||Dresher, PA||Jun 2008 - Current||8|
|Prudential Annuities Distributors, Inc.||Dresher, PA||Jun 2008 - Jan 2014||5|
|Ast Investment Services||Shelton, CT||Jun 2008 - Jan 2014||5|
|Morgan Stanley & Company, Incorporated||Voorhees, NJ||Apr 2007 - May 2008||1|
|Morgan Stanley Dw, Inc.||Voorhees, NJ||Oct 2005 - Apr 2007||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 2003|
|S65||NASAA Investment Advisors Law Examination||May 2004|
Total Assets Under Management125,925MILLIONS
Total Number of Accounts72ACCOUNTS
Average Account Value$1,748,952,551
- A percentage of assets under your management
- Portfolio management for investment companies (as well as "business development companies")
- Selection of other advisers (including private fund managers)
CA, CO, CT, FL, GA, IL, MA, MD, NJ, NM, OH, PA, SC, TN, TX, VA, WA