Christopher Davey, financial advisor South Windsor CT
78 score

Christopher Davey

CRD Number: 5981750
Current Firm: Prudential Financial Planning Services

Christopher Davey (CRD# 5981750) is an Investment Advisor Representative working at Prudential Financial Planning Services in South Windsor, CT and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Pruco Securities, LLC South Windsor, CT Sep 2011 - Current 5
Prudential Insurance Company Of America South Windsor, CT Sep 2011 - Current 5
Chris' Auto Clinic Plainville, CT Jul 2011 - Sep 2011 < 1
Crowley Kia Bristol, CT Mar 2011 - Jul 2011 < 1
Kay Jewelers Canton, CT Jun 2010 - Mar 2011 < 1
Renew Windows And Siding Southington, CT Nov 2009 - May 2010 < 1
Michael Kia Groton, CT Jun 2009 - Nov 2009 < 1
Full Time Student Winsted, CT Sep 2001 - Jun 2009 7
The Kolburne School New Marlborough, MA Dec 2007 - Aug 2008 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2011
S65 NASAA Investment Advisors Law Examination Oct 2012
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Christopher M. Davey
Phone Number: 800-235-7637
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
    4,930
    MILLIONS
  • Total Number of Accounts
    42,153
    ACCOUNTS
  • Average Account Value
    $116,966
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
78

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