George ToddCRD Number: 867785
Current Firm: Raymond James Financial Services Advisors, Inc.
George Todd (CRD# 867785) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Spartanburg, SC and has over 34 years of experience in the finance industry.
Cetera Advisor Networks LLC
1st Global Advisors Inc.
Securities America Advisors, Inc.
|Alliance Wealth Partners, Inc.||Spartanburg, SC||Sep 2015 - Current||1|
|Todd Holdings, Inc.||Spartanburg, SC||Apr 2014 - Current||3|
|Raymond James Financial Services Advisors Inc.||Spartanburg, SC||Mar 2014 - Current||3|
|Raymond James Financial Services, Inc.||Spartanburg, SC||Mar 2014 - Current||3|
|Todd Holdings, Inc.||Spartanburg, SC||Apr 2014 - Apr 2015||1|
|Southeastern Wealth Consultants, LLC||Spartanburg, SC||Mar 2014 - Apr 2015||1|
|Morgan Stanley||Spartanburg, SC||Jun 2009 - Mar 2014||4|
|Morgan Stanley & Company Incorporated||Spartanburg, SC||Nov 2008 - Jun 2009||< 1|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Spartanburg, SC||Jun 1979 - Nov 2008||29|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1982|
|S65||NASAA Investment Advisors Law Examination||Dec 1991|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management64,210MILLIONS
Total Number of Accounts224,839ACCOUNTS
Average Account Value$285,581
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops