James May, financial advisor Spring TX
93 score

James May

CRD Number: 3051344
Current Firm: Ameriprise Financial Services, Inc.

James May (CRD# 3051344) is an Investment Advisor Representative working at Ameriprise Financial Services, Inc. in Spring, TX and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Ameriprise Financial Services, Inc. Houston, TX Oct 2009 - Current 7
Ameriprise Advisor Services Houston, TX May 2009 - Current 7
Wachovia Securities, LLC Conroe, TX Jan 2008 - May 2009 1
Wachovia Securities, LLC Conroe, TX Jan 2008 - May 2009 1
A. G. Edwards & Sons, Inc. Conroe, TX Apr 1998 - May 2009 11
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1998
Contact Info for James S. May
Phone Number: 612-671-3131
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    178,060
    MILLIONS
  • Total Number of Accounts
    1,085,445
    ACCOUNTS
  • Average Account Value
    $164,044
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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