Charlotte BergmansCRD Number: 4601178
Current Firm: Strategic Advisers, Inc.
Charlotte Bergmans (CRD# 4601178) is an Investment Advisor Representative working at Strategic Advisers, Inc. in Stamford, CT and has over 15 years of experience in the finance industry.
Altium Wealth Management LLC
Karagosian Financial Services, Inc.
Ubs Financial Services Inc.
|Fidelity Investments||Stamford, CT||Dec 2010 - Current||7|
|Unemployed||Stamford, CT||Jan 2009 - Dec 2010||1|
|The Bank Of New York||Greenwich, CT||Nov 2006 - Jan 2009||2|
|Bny Investment Center, Inc.||New York, NY||Feb 2007 - Jan 2008||< 1|
|Homemaker||Redding, CT||Dec 2004 - Nov 2006||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 2003|
|S66||NASAA Uniform Combined State Law Examination||May 2011|
Total Assets Under Management236,390MILLIONS
Total Number of Accounts619,100ACCOUNTS
Average Account Value$381,828
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV