James McCartneyCRD Number: 868180
Current Firm: Vicus Capital, Inc.
James McCartney (CRD# 868180) is an Investment Advisor Representative working at Vicus Capital, Inc. in State College, PA and has over 13 years of experience in the finance industry. James McCartney has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Courter Financial, LLC
J. W. Cole Advisors, Inc.
|Cetera Advisor Networks LLC||El Segundo, CA||Sep 2013 - Current||4|
|Vicus Capital, Inc. (formerly Pfg Financial Advisors)||State College, PA||Oct 1978 - Current||39|
|Walnut Street Securities Inc.||St Louis, MO||Sep 2001 - Aug 2013||11|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Mar 2004|
Total Assets Under Management1,094MILLIONS
Total Number of Accounts4,397ACCOUNTS
Average Account Value$248,896
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
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