Carl MiddletonCRD Number: 4524742
Current Firm: Northwestern Mutual Investment Services,llc
Carl Middleton (CRD# 4524742) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Tacoma, WA and has over 15 years of experience in the finance industry.
Byrne & Company Wealth Management, LLC
Northern Lights Advisors, Inc.
Northwest Capital Management Inc.
|Northwestern Mutual Wealth Management Company||Milwaukee, WI||Mar 2012 - Current||5|
|Northwestern Mutual Investment Services, LLC||Seattle, WA||Nov 2005 - Current||12|
|Northwestern Mutual Investment Services, LLC||Seattle, WA||Jun 2002 - Current||15|
|Northwestern Mutual Life Insurance Company||Milwaukee, WI||Apr 2002 - Current||15|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 2002|
|S65||NASAA Investment Advisors Law Examination||Nov 2005|
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Fixed fees (other than subscription fees)
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV