Mark ChenCRD Number: 5317395
Current Firm: Hsbc Securities (usa) Inc.
Mark Chen (CRD# 5317395) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in Temple City, CA and has over 8 years of experience in the finance industry.
Jst Investment Consulting
Ira Wealth Management
|Hsbc Securities (usa) Inc.||Temple City, CA||Apr 2015 - Current||2|
|Edward Jones||St Louis, MO||Jul 2014 - Mar 2015||< 1|
|Us Bank||Hacienda Heights, CA||Dec 2012 - Jun 2014||1|
|Hsbc Bank Usa||San Gabriel, CA||Apr 2012 - Dec 2012||< 1|
|Us Bank||Los Angeles, CA||Aug 2009 - Apr 2012||2|
|Citibank||San Gabriel, CA||Nov 2008 - Aug 2009||< 1|
|Metlife Securities, Inc.||San Gabriel, CA||Jun 2007 - Nov 2008||1|
|Pizza Hut||Arcadia, CA||Dec 2006 - Sep 2007||< 1|
|Pasadena City College||Pasadena, CA||Feb 2005 - Mar 2007||2|
|Harvest Youth Ministry||Temple City, CA||Jan 2004 - Mar 2007||3|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Sep 2014|
|S63||Uniform Securities State Law Examination||May 2012|
|S65||NASAA Investment Advisors Law Examination||Oct 2008|
Total Assets Under Management2,985MILLIONS
Total Number of Accounts12,340ACCOUNTS
Average Account Value$241,893
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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