Miguel Valdez, financial advisor The Woodlands TX
63 score

Miguel Valdez

CRD Number: 3147525
Current Firm: Strategic Advisers, Inc.

Miguel Valdez (CRD# 3147525) is an Investment Advisor Representative working at Strategic Advisers, Inc. in The Woodlands, TX and has over 17 years of experience in the finance industry.

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Company Name Location Dates Years
Fidelity Investments Houston, TX Jul 2010 - Current 6
Northwestern Mutual Investment Services, LLC Houston, TX Nov 2009 - Jun 2010 < 1
Northwestern Mutual Life Insurance Company Milwaukee, WI Oct 2009 - Jun 2010 < 1
Unemployed Houston, TX Mar 2009 - Oct 2009 < 1
Stanford Group Company Houston, TX Sep 2006 - Mar 2009 2
Chase Investment Services Corp. New York, NY Apr 1998 - Sep 2006 8
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1998
S65 NASAA Investment Advisors Law Examination Mar 2000
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
  • Civil Judgement
Get Details on the FINRA Advisor Check site
Contact Info for Miguel R. Valdez
Phone Number: 617-563-7000
Firm Website: https://www.fidelity.com
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    236,390
    MILLIONS
  • Total Number of Accounts
    619,100
    ACCOUNTS
  • Average Account Value
    $381,828
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
63

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