James Schmitz, financial advisor Troy MI
93 score

James Schmitz

CRD Number: 1405030
Current Firm: Northwestern Mutual Investment Services,llc

James Schmitz (CRD# 1405030) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Troy, MI and has over 31 years of experience in the finance industry.

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Company Name Location Dates Years
Northwestern Mutual Life Insurance Company Milwaukee, WI Jan 2014 - Current 2
Northwestern Mutual Investment Services, LLC Troy, MI Jan 2014 - Current 2
Brad Steitzinger Troy, MI Nov 2013 - Jan 2014 < 1
Unemployed Troy, MI Jul 2013 - Nov 2013 < 1
Pnc Bank Troy, MI Oct 2012 - Jun 2013 < 1
Fifth Third Bank Cleveland, OH Apr 2010 - Sep 2012 2
Fifth Third Securities, Inc. Cleveland, OH Apr 2010 - Sep 2012 2
Key Investment Services, LLC Cleveland, OH Apr 2007 - Apr 2010 3
Keybank Cleveland, OH Aug 1995 - Apr 2010 14
Mcdonald Investments, Inc. Cleveland, OH Jul 1985 - Feb 2007 21
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1985
S66 NASAA Uniform Combined State Law Examination Nov 2010
Contact Info for James A. Schmitz
Phone Number: 866-664-7737
Registered State(s):
  • MI
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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