Matthew Newcomb, financial advisor Troy MI
81 score

Matthew Newcomb

CRD Number: 5510991
Current Firm: Mml Investors Services, LLC

Matthew Newcomb (CRD# 5510991) is an Investment Advisor Representative working at Mml Investors Services, LLC in Troy, MI and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Mml Investors Services Farmington Hills, MI Apr 2015 - Current 1
Mass Mutual Life Insurance Company Farmington Hills, MI Mar 2015 - Current 1
Thrivent Financial For Lutherans Appleton, WI Apr 2008 - Mar 2015 6
Thrivent Investment Management Inc. Troy, MI Mar 2008 - Mar 2015 7
Senstronic Inc. Clinton, MI Oct 2007 - Apr 2008 < 1
Bontaz Centre Usa Inc. Madison Heights, MI Feb 2002 - Oct 2007 5
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jun 2008
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Matthew S. Newcomb
Phone Number: (413)737-8400
Registered State(s):
  • MI
By the Numbers
  • Total Assets Under Management
    666
    MILLIONS
  • Total Number of Accounts
    3,874
    ACCOUNTS
  • Average Account Value
    $171,955
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
81

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