Heekyong LeeCRD Number: 5907618
Current Firm: Umpqua Investments, Inc.
Heekyong Lee (CRD# 5907618) is an Investment Advisor Representative working at Umpqua Investments, Inc. in Vancouver, WA and has over 3 years of experience in the finance industry.
Cable Hill Partners, LLC
Nw Tax & Wealth Advisory Group, Inc.
Secondhalf Planning & Investment, LLC
|Leisure Capital Management, Inc.||Costa Mesa, CA||Nov 2012 - Jun 2016||3|
|Courtlandt Securities Corp.||Newport Beach, CA||Mar 2011 - Nov 2012||1|
|Kaplan Lee LLP||Huntington Beach, CA||Jun 2002 - Feb 2011||8|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Nov 2014|
Total Assets Under Management543MILLIONS
Total Number of Accounts2,318ACCOUNTS
Average Account Value$234,062
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, LA, MA, MD, MI, MN, MO, MS, MT, NC, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SD, TX, UT, VA, WA, WI