Catherine SloanCRD Number: 1183537
Current Firm: Esi Financial Advisors
Catherine Sloan (CRD# 1183537) is an Investment Advisor Representative working at Esi Financial Advisors in Warwick, RI and has over 29 years of experience in the finance industry.
Spinnaker Asset Management Inc.
Financial Independence, LLC
First Financial Advisory Services Inc.
|Equity Services, Inc.||Warwick, RI||Jun 1986 - Current||30|
|National Life Of Vt||Montpelier, VT||Mar 1986 - Current||30|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 1987|
|S65||NASAA Investment Advisors Law Examination||Oct 1999|
Total Assets Under Management975MILLIONS
Total Number of Accounts6,558ACCOUNTS
Average Account Value$148,612
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, IA, ID, IL, IN, KS, KY, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, VT, WA, WI, WV