Asset Planning Corporation

Asset Planning Corporation (CRD# 7890) is a financial advisory firm headquartered in Knoxville, TN. They manage $211,241,783 in 624 accounts and serve the financial needs of clients across 2 states (or territories).

By the Numbers
  • Total Assets Under Management
    211
    MILLION
  • Total Number of Accounts
    624
    ACCOUNTS
  • Average Account Value
    $338,529
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

SC, TN

Financial Advisors at Asset Planning Corporation
Showing 1 - 4 of 4 top financial advisors.
1
Paul K. Fain
CRD#: 1790210
234 S. Peters Rd., Ste. 102, Knoxville, TN 37923
96
Wealthminder
score

Paul Fain (CRD# 1790210) is an Investment Advisor Representative working at Asset Planning Corporation in Knoxville, TN and has over 30 years of experience in the finance industry. Paul Fain has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Suzanne W. Himes
CRD#: 4316045
234 S. Peters Rd., Suite 102, Knoxville, TN 37923
90
Wealthminder
score

Suzanne Himes (CRD# 4316045) is an Investment Advisor Representative working at Asset Planning Corporation in Knoxville, TN and has 1 year of experience in the finance industry. Suzanne Himes has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Joseph Ottaviano
CRD#: 6618667
234 S. Peters Rd., Suite 102, Knoxville, TN 37923
88
Wealthminder
score

Joseph Ottaviano (CRD# 6618667) is an Investment Advisor Representative working at Asset Planning Corporation in Knoxville, TN and has over 2 years of experience in the finance industry.

4
Stephen M. Carlson
CRD#: 1950548
234 S. Peters Rd., Suite 102, Knoxville, TN 37923
51
Wealthminder
score

Stephen Carlson (CRD# 1950548) is an Investment Advisor Representative working at Asset Planning Corporation in Knoxville, TN and has over 25 years of experience in the finance industry.

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