Cain, Watters & Associates, LLC

Cain, Watters & Associates, LLC (CRD# 111521) is a financial advisory firm headquartered in Frisco, TX. They manage $3,544,679,305 in 9,075 accounts and serve the financial needs of clients across 51 states (or territories).

By the Numbers
  • Total Assets Under Management
    3,545
    MILLION
  • Total Number of Accounts
    9,075
    ACCOUNTS
  • Average Account Value
    $390,598
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

Financial Advisors at Cain, Watters & Associates, LLC
Showing 61 - 70 of 70 top financial advisors.
61
David A. Renning
CRD#: 7857753
17 Cowboys Way, Suite 300, Frisco, TX 75034

David Renning (CRD# 7857753) is an Investment Advisor Representative working at Cain, Watters & Associates, LLC in Frisco, TX and has 1 year of experience in the finance industry.

62
Samuel D. Richter
CRD#: 7418335
17 Cowboys Way, Suite 300, Frisco, TX 75034

Samuel Richter (CRD# 7418335) is an Investment Advisor Representative working at Cain, Watters & Associates, LLC in Frisco, TX and has over 2 years of experience in the finance industry.

63
Lauren E. Roecker
CRD#: 7360765
17 Cowboys Way, Suite 300, Frisco, TX 75034

Lauren Roecker (CRD# 7360765) is an Investment Advisor Representative working at Cain, Watters & Associates, LLC in Frisco, TX and has over 2 years of experience in the finance industry.

64
Aaron M. Rosenthal
CRD#: 7817908
17 Cowboys Way, Suite 300, Frisco, TX 75034

Aaron Rosenthal (CRD# 7817908) is an Investment Advisor Representative working at Cain, Watters & Associates, LLC in Frisco, TX and has 1 year of experience in the finance industry.

65
Jacob R. Sheaf
CRD#: 6978304
17 Cowboys Way, Suite 300, Frisco, TX 75034

Jacob Sheaf (CRD# 6978304) is an Investment Advisor Representative working at Cain, Watters & Associates, LLC in Frisco, TX and has over 4 years of experience in the finance industry.

66
Alexandra A. Smith
CRD#: 7865798
17 Cowboys Way, Suite 300, Frisco, TX 75034

Alexandra Smith (CRD# 7865798) is an Investment Advisor Representative working at Cain, Watters & Associates, LLC in Frisco, TX and has 1 year of experience in the finance industry.

67
Jonathan D. Sorey
CRD#: 7771409
17 Cowboys Way, Suite 300, Frisco, TX 75034

Jonathan Sorey (CRD# 7771409) is an Investment Advisor Representative working at Cain, Watters & Associates, LLC in Frisco, TX and has 1 year of experience in the finance industry.

68
Benjamin M. Svoboda
CRD#: 7626216
17 Cowboys Way, Suite 300, Frisco, TX 75034

Benjamin Svoboda (CRD# 7626216) is an Investment Advisor Representative working at Cain, Watters & Associates, LLC in Frisco, TX and has 1 year of experience in the finance industry.

69
Gary B. Wallace
CRD#: 7865849
17 Cowboys Way, Suite 300, Frisco, TX 75034

Gary Wallace (CRD# 7865849) is an Investment Advisor Representative working at Cain, Watters & Associates, LLC in Frisco, TX and has 1 year of experience in the finance industry.

70
David C. York
CRD#: 7664922
17 Cowboys Way, Suite 300, Frisco, TX 75034

David York (CRD# 7664922) is an Investment Advisor Representative working at Cain, Watters & Associates, LLC in Frisco, TX and has 1 year of experience in the finance industry.

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