Clinton Investment Management, LLC

Clinton Investment Management, LLC (CRD# 143599) is a financial advisory firm headquartered in Stamford, CT. They manage $2,847,926,755 in 1,402 accounts and serve the financial needs of clients across 35 states (or territories).

Current Firm Details
201 Broad Street, 8th Floor, Stamford, CT 06901
https://www.clintoninvestment.com
By the Numbers
  • Total Assets Under Management
    2,848
    MILLION
  • Total Number of Accounts
    1,402
    ACCOUNTS
  • Average Account Value
    $2,031,331
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AL, AR, AZ, CA, CO, CT, FL, GA, IL, IN, KY, LA, MA, MD, ME, MI, MN, MO, NC, NE, NH, NJ, NV, NY, OH, OR, PA, RI, SC, TN, TX, UT, VA, VT, WA

Financial Advisors at Clinton Investment Management, LLC
Showing 1 - 9 of 9 top financial advisors.
1
Andrew Clinton, financial advisor Stamford CT
Andrew I. Clinton
CRD#: 2381848
201 Broad Street, 8th Floor, Stamford, CT 06901

Andrew Clinton (CRD# 2381848) is an Investment Advisor Representative working at Clinton Investment Management, LLC in Stamford, CT and has over 29 years of experience in the finance industry.

2
David Karpa, financial advisor Stamford CT
David A. Karpa
CRD#: 2948276
201 Broad Street, 8th Floor, Stamford, CT 06901

David Karpa (CRD# 2948276) is an Investment Advisor Representative working at Clinton Investment Management, LLC in Stamford, CT and has over 25 years of experience in the finance industry.

3
Mark Steffen, financial advisor Stamford CT
Mark W. Steffen
CRD#: 1430657
201 Broad Street, 8th Floor, Stamford, CT 06901

Mark Steffen (CRD# 1430657) is an Investment Advisor Representative working at Clinton Investment Management, LLC in Stamford, CT and has over 35 years of experience in the finance industry.

4
Michael Baldauf, financial advisor Stamford CT
Michael J. Baldauf
CRD#: 6285080
201 Broad Street, 8th Floor, Stamford, CT 06901

Michael Baldauf (CRD# 6285080) is an Investment Advisor Representative working at Clinton Investment Management, LLC in Stamford, CT and has over 10 years of experience in the finance industry.

5
Alexander Clinton, financial advisor Stamford CT
Alexander D. Clinton
CRD#: 7689834
201 Broad Street, 8th Floor, Stamford, CT 06901

Alexander Clinton (CRD# 7689834) is an Investment Advisor Representative working at Clinton Investment Management, LLC in Stamford, CT and has 1 year of experience in the finance industry.

6
Sean Coffey, financial advisor Stamford CT
Sean Coffey
CRD#: 7883978
201 Broad Street, 8th Floor, Stamford, CT 06901

Sean Coffey (CRD# 7883978) is an Investment Advisor Representative working at Clinton Investment Management, LLC in Stamford, CT and has 1 year of experience in the finance industry.

7
Lynn O'shea, financial advisor Stamford CT
Lynn O'shea
CRD#: 7884973
201 Broad Street, 8th Floor, Stamford, CT 06901

Lynn O'shea (CRD# 7884973) is an Investment Advisor Representative working at Clinton Investment Management, LLC in Stamford, CT and has 1 year of experience in the finance industry.

8
Shivani Singh, financial advisor Stamford CT
Shivani Singh
CRD#: 7857852
201 Broad Street, 8th Floor, Stamford, CT 06901

Shivani Singh (CRD# 7857852) is an Investment Advisor Representative working at Clinton Investment Management, LLC in Stamford, CT and has 1 year of experience in the finance industry.

9
Mark Sullivan, financial advisor Stamford CT
Mark C. Sullivan
CRD#: 4989516
201 Broad Street, 8th Floor, Stamford, CT 06901

Mark Sullivan (CRD# 4989516) is an Investment Advisor Representative working at Clinton Investment Management, LLC in Stamford, CT and has over 18 years of experience in the finance industry.

Our primary data source is public filings of Form ADV as published by the Securities and Exchange Commission (SEC) and made available in accordance with the Freedom of Information Act (FOIA). Supplementary information may be provided by listed advisors or their representatives.

Because many firms provide a variety of products or services, an individual may or may not be registered to operate under all services provided by the firm.

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