Ashton Thomas Securities, LLC

Ashton Thomas Securities, LLC (CRD# 16629) is a financial advisory firm headquartered in Rochester, NY. They manage $409,080,530 in 1,799 accounts and serve the financial needs of clients across 43 states (or territories).

Current Firm Details
200 Canal View Blvd., Suite 204, Rochester, NY 14623
http://www.excelsecurities.com
By the Numbers
  • Total Assets Under Management
    409
    MILLION
  • Total Number of Accounts
    1,799
    ACCOUNTS
  • Average Account Value
    $227,393
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, ID, IL, IN, LA, MA, MD, ME, MI, MN, MO, NC, NE, NH, NJ, NV, NY, OH, OK, OR, PA, PR, RI, SC, TN, TX, UT, VA, VI, VT, WA, WI, WV

Financial Advisors at Ashton Thomas Securities, LLC
Showing 1 - 10 of 22 top financial advisors.
1
Daniel Bauers, financial advisor Rochester NY
Daniel S. Bauers
CRD#: 5458897
200 Canal View Blvd., Ste. 204, Rochester, NY 14623

Daniel Bauers (CRD# 5458897) is an Investment Advisor Representative working at Ashton Thomas Securities, LLC in Rochester, NY and has over 15 years of experience in the finance industry.

2
Justine Kinaj, financial advisor New York NY
Justine Kinaj
CRD#: 6421254
10 E 53rd Street, Suite 1400, New York, NY 10022

Justine Kinaj (CRD# 6421254) is an Investment Advisor Representative working at Ashton Thomas Securities, LLC in New York, NY and has over 7 years of experience in the finance industry.

3
Jennifer Lotta, financial advisor Rochester NY
Jennifer L. Lotta
CRD#: 2856533
200 Canal View Blvd, Suite 204, Rochester, NY 14623

Jennifer Lotta (CRD# 2856533) is an Investment Advisor Representative working at Ashton Thomas Securities, LLC in Rochester, NY and has over 24 years of experience in the finance industry.

4
Theodore McDonagh, financial advisor Rochester NY
Theodore W. McDonagh
CRD#: 2668934
200 Canal View Blvd., Suite 204, Rochester, NY 14623

Theodore McDonagh (CRD# 2668934) is an Investment Advisor Representative working at Ashton Thomas Securities, LLC in Rochester, NY and has over 27 years of experience in the finance industry.

5
Ryken Ruuspakka, financial advisor Endicott NY
Ryken G. Ruuspakka
CRD#: 6630749
Square Deal Place, 111 Grant Ave Suite 107, Endicott, NY 13760

Ryken Ruuspakka (CRD# 6630749) is an Investment Advisor Representative working at Ashton Thomas Securities, LLC in Endicott, NY and has over 7 years of experience in the finance industry.

6
Cory Schauer, financial advisor Boston MA
Cory B. Schauer
CRD#: 5775390
53 State Street, Suite 1301, Boston, MA 02109

Cory Schauer (CRD# 5775390) is an Investment Advisor Representative working at Ashton Thomas Securities, LLC in Boston, MA and has over 13 years of experience in the finance industry.

7
Ines Seferi, financial advisor Rochester NY
Ines Seferi
CRD#: 6034031
200 Canal View Blvd., Suite 204, Rochester, NY 14623

Ines Seferi (CRD# 6034031) is an Investment Advisor Representative working at Ashton Thomas Securities, LLC in Rochester, NY and has over 11 years of experience in the finance industry.

8
C Stafford, financial advisor Rochester NY
C C. Stafford
CRD#: 2170589
200 Canal View Blvd., Ste. 204, Rochester, NY 14623

C Stafford (CRD# 2170589) is an Investment Advisor Representative working at Ashton Thomas Securities, LLC in Rochester, NY and has over 32 years of experience in the finance industry.

9
Matthew Adler, financial advisor Endicott NY
Matthew B. Adler
CRD#: 1021953
Square Deal Place, 111 Grant Ave Suite 107, Endicott, NY 13760

Matthew Adler (CRD# 1021953) is an Investment Advisor Representative working at Ashton Thomas Securities, LLC in Endicott, NY and has over 39 years of experience in the finance industry.

10
Emil Bielecki, financial advisor Endicott NY
Emil J. Bielecki
CRD#: 1009898
Square Deal Place, 111 Grant Ave Suite 107, Endicott, NY 13760

Emil Bielecki (CRD# 1009898) is an Investment Advisor Representative working at Ashton Thomas Securities, LLC in Endicott, NY and has over 42 years of experience in the finance industry.

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Our primary data source is public filings of Form ADV as published by the Securities and Exchange Commission (SEC) and made available in accordance with the Freedom of Information Act (FOIA). Supplementary information may be provided by listed advisors or their representatives.

Because many firms provide a variety of products or services, an individual may or may not be registered to operate under all services provided by the firm.

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