Principal Securities, Inc.

Principal Securities, Inc. (CRD# 1137) is a financial advisory firm headquartered in Des Moines, IA. They manage $12,105,712,948 in 54,844 accounts and serve the financial needs of clients across 51 states (or territories).

By the Numbers
  • Total Assets Under Management
    12,106
    MILLION
  • Total Number of Accounts
    54,844
    ACCOUNTS
  • Average Account Value
    $220,730
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

Financial Advisors at Principal Securities, Inc.
Showing 111 - 120 of 1,201 top financial advisors.
111
Rudolfo M. Capobres
CRD#: 2329618
Pittsburgh, PA

Rudolfo Capobres (CRD# 2329618) is an Investment Advisor Representative working at Principal Securities, Inc. in Pittsburgh, PA and has over 24 years of experience in the finance industry.

112
Dane V. Carlini
CRD#: 6626378
18205 Capitol Ave, Ste 300, Elkhorn, NE 68022

Dane Carlini (CRD# 6626378) is an Investment Advisor Representative working at Principal Securities, Inc. in Elkhorn, NE and has over 8 years of experience in the finance industry.

113
Corey V. Carney
CRD#: 3260342
155 Franklin Rd, Ste 100, Brentwood, TN 37027

Corey Carney (CRD# 3260342) is an Investment Advisor Representative working at Principal Securities, Inc. in Brentwood, TN and has over 24 years of experience in the finance industry.

114
Britney C. Carpenter
CRD#: 6102360
Springville, UT

Britney Carpenter (CRD# 6102360) is an Investment Advisor Representative working at Principal Securities, Inc. in Springville, UT and has over 5 years of experience in the finance industry.

115
Chanell T. Carter
CRD#: 4327112
711 High St, Des Moines, IA 50392

Chanell Carter (CRD# 4327112) is an Investment Advisor Representative working at Principal Securities, Inc. in Des Moines, IA and has over 16 years of experience in the finance industry.

116
Presley A. Carter
CRD#: 841616
Nashville, TN

Presley Carter (CRD# 841616) is an Investment Advisor Representative working at Principal Securities, Inc. in Nashville, TN and has over 27 years of experience in the finance industry.

117
Joseph J. Carwardine
CRD#: 4504579
11100 Wayzata Blvd, Ste 405, Minnetonka, MN 55305

Joseph Carwardine (CRD# 4504579) is an Investment Advisor Representative working at Principal Securities, Inc. in Minnetonka, MN and has over 22 years of experience in the finance industry.

118
Kieran M. Casey
CRD#: 4816338
711 High St, Des Moines, IA 50392

Kieran Casey (CRD# 4816338) is an Investment Advisor Representative working at Principal Securities, Inc. in Des Moines, IA and has over 13 years of experience in the finance industry.

119
Kevin M. Castle
CRD#: 720568
430 Iowa Ave, Iowa City, IA 52240

Kevin Castle (CRD# 720568) is an Investment Advisor Representative working at Principal Securities, Inc. in Iowa City, IA and has over 40 years of experience in the finance industry.

120
Robert J. Castle
CRD#: 6555585
430 Iowa Ave, Iowa City, IA 52240

Robert Castle (CRD# 6555585) is an Investment Advisor Representative working at Principal Securities, Inc. in Iowa City, IA and has over 8 years of experience in the finance industry.

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