Principal Securities, Inc.

Principal Securities, Inc. (CRD# 1137) is a financial advisory firm headquartered in Des Moines, IA. They manage $12,105,712,948 in 54,844 accounts and serve the financial needs of clients across 51 states (or territories).

By the Numbers
  • Total Assets Under Management
    12,106
    MILLION
  • Total Number of Accounts
    54,844
    ACCOUNTS
  • Average Account Value
    $220,730
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

Financial Advisors at Principal Securities, Inc.
Showing 121 - 130 of 1,198 top financial advisors.
121
Kevin M. Castle
CRD#: 720568
430 Iowa Ave, Iowa City, IA 52240

Kevin Castle (CRD# 720568) is an Investment Advisor Representative working at Principal Securities, Inc. in Iowa City, IA and has over 40 years of experience in the finance industry.

122
Robert J. Castle
CRD#: 6555585
430 Iowa Ave, Iowa City, IA 52240

Robert Castle (CRD# 6555585) is an Investment Advisor Representative working at Principal Securities, Inc. in Iowa City, IA and has over 8 years of experience in the finance industry.

123
Kurt A. Cecconi
CRD#: 2556879
4370 La Jolla Village Dr Ste 1025, San Diego, CA 92122

Kurt Cecconi (CRD# 2556879) is an Investment Advisor Representative working at Principal Securities, Inc. in San Diego, CA and has over 29 years of experience in the finance industry.

124
Justin D. Chandler
CRD#: 6716462
2620 Davis Ave, Tifton, GA 31794

Justin Chandler (CRD# 6716462) is an Investment Advisor Representative working at Principal Securities, Inc. in Tifton, GA and has over 6 years of experience in the finance industry.

125
Ashley A. Chapin
CRD#: 5523139
711 High St, Des Moines, IA 50392

Ashley Chapin (CRD# 5523139) is an Investment Advisor Representative working at Principal Securities, Inc. in Des Moines, IA and has over 15 years of experience in the finance industry.

126
Craig T. Charlton
CRD#: 3175823
550 E Swedesford Rd, Ste 240, Wayne, PA 19087

Craig Charlton (CRD# 3175823) is an Investment Advisor Representative working at Principal Securities, Inc. in Wayne, PA and has over 17 years of experience in the finance industry.

127
Vu H. Chau
CRD#: 5960097
500 Ygnacio Valley Rd, Ste 270b, Walnut Creek, CA 94596

Vu Chau (CRD# 5960097) is an Investment Advisor Representative working at Principal Securities, Inc. in Walnut Creek, CA and has over 12 years of experience in the finance industry.

128
Scott S. Cheeseman
CRD#: 2516589
Orlando, FL

Scott Cheeseman (CRD# 2516589) is an Investment Advisor Representative working at Principal Securities, Inc. in Orlando, FL and has over 17 years of experience in the finance industry.

129
Han Chen
CRD#: 3111399
575 Anton Blvd Ste 900, Costa Mesa, CA 92626

Han Chen (CRD# 3111399) is an Investment Advisor Representative working at Principal Securities, Inc. in Costa Mesa, CA and has over 25 years of experience in the finance industry.

130
Martin S. Chipps
CRD#: 2851138
711 High St, Des Moines, IA 50392

Martin Chipps (CRD# 2851138) is an Investment Advisor Representative working at Principal Securities, Inc. in Des Moines, IA and has over 27 years of experience in the finance industry.

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