Providence Capital Advisors, LLC

Providence Capital Advisors, LLC (CRD# 174631) is a financial advisory firm headquartered in Charlotte, NC. They manage $109,903,600 in 366 accounts and serve the financial needs of clients across 5 states (or territories).

By the Numbers
  • Total Assets Under Management
    110
    MILLION
  • Total Number of Accounts
    366
    ACCOUNTS
  • Average Account Value
    $300,283
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

FL, LA, NC, TX, VA

Financial Advisors at Providence Capital Advisors, LLC
Showing 1 - 3 of 3 top financial advisors.
1
Brian S. Jones
CRD#: 4508120
4500 Cameron Valley Parkway, Suite 270, Charlotte, NC 28211
96
Wealthminder
score

Brian Jones (CRD# 4508120) is an Investment Advisor Representative working at Providence Capital Advisors, LLC in Charlotte, NC and has over 15 years of experience in the finance industry. Brian Jones has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

2
Stephen P. Ratcliffe
CRD#: 4497072
4500 Cameron Valley Parkway, Suite 270, Charlotte, NC 28211
96
Wealthminder
score

Stephen Ratcliffe (CRD# 4497072) is an Investment Advisor Representative working at Providence Capital Advisors, LLC in Charlotte, NC and has over 15 years of experience in the finance industry. Stephen Ratcliffe has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

3
Thomas M. Searson
CRD#: 4915647
4500 Cameron Valley Parkway, Suite 270, Charlotte, NC 28211
96
Wealthminder
score

Thomas Searson (CRD# 4915647) is an Investment Advisor Representative working at Providence Capital Advisors, LLC in Charlotte, NC and has over 12 years of experience in the finance industry.

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