Tcw Investment Management Company LLC

Tcw Investment Management Company LLC (CRD# 106546) is a financial advisory firm headquartered in Los Angeles, CA. They manage $39,896,609,596 in 4,569 accounts and serve the financial needs of clients across 53 states (or territories).

By the Numbers
  • Total Assets Under Management
    39,897
    MILLION
  • Total Number of Accounts
    4,569
    ACCOUNTS
  • Average Account Value
    $8,732,022
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Other
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Financial Advisors at Tcw Investment Management Company LLC
Showing 11 - 20 of 22 top financial advisors.
11
Rosa L. Gutierrez
CRD#: 4414905
515 South Flower Street, Los Angeles, CA 90071

Rosa Gutierrez (CRD# 4414905) is an Investment Advisor Representative working at Tcw Investment Management Company LLC in Los Angeles, CA and has over 17 years of experience in the finance industry.

12
Tracy L. Justiniano
CRD#: 5519329
515 South Flower Street, Los Angeles, CA 90071

Tracy Justiniano (CRD# 5519329) is an Investment Advisor Representative working at Tcw Investment Management Company LLC in Los Angeles, CA and has over 15 years of experience in the finance industry.

13
Jeffrey T. Katz
CRD#: 6495740
515 South Flower Street, Los Angeles, CA 90071

Jeffrey Katz (CRD# 6495740) is an Investment Advisor Representative working at Tcw Investment Management Company LLC in Los Angeles, CA and has over 7 years of experience in the finance industry.

14
Crystina S. Kazmier
CRD#: 5817055
515 South Flower Street, Los Angeles, CA 90071

Crystina Kazmier (CRD# 5817055) is an Investment Advisor Representative working at Tcw Investment Management Company LLC in Los Angeles, CA and has over 11 years of experience in the finance industry.

15
Thomas Y. Kuo
CRD#: 6124232
515 South Flower Street, Los Angeles, CA 90071

Thomas Kuo (CRD# 6124232) is an Investment Advisor Representative working at Tcw Investment Management Company LLC in Los Angeles, CA and has over 11 years of experience in the finance industry.

16
John C. Lazzaro
CRD#: 5623322
515 South Flower Street, Los Angeles, CA 90071

John Lazzaro (CRD# 5623322) is an Investment Advisor Representative working at Tcw Investment Management Company LLC in Los Angeles, CA and has over 14 years of experience in the finance industry.

17
Peter M. Moore
CRD#: 6145686
515 South Flower Street, Los Angeles, CA 90071

Peter Moore (CRD# 6145686) is an Investment Advisor Representative working at Tcw Investment Management Company LLC in Los Angeles, CA and has over 10 years of experience in the finance industry.

18
Mark A. Romano
CRD#: 1566368
515 South Flower Street, Los Angeles, CA 90071

Mark Romano (CRD# 1566368) is an Investment Advisor Representative working at Tcw Investment Management Company LLC in Los Angeles, CA and has over 26 years of experience in the finance industry.

19
Javier E. Santos
CRD#: 7421044
515 South Flower Street, Los Angeles, CA 90071

Javier Santos (CRD# 7421044) is an Investment Advisor Representative working at Tcw Investment Management Company LLC in Los Angeles, CA and has over 2 years of experience in the finance industry.

20
Michael J. Stevens
CRD#: 4584565
515 South Flower Street, Los Angeles, CA 90071

Michael Stevens (CRD# 4584565) is an Investment Advisor Representative working at Tcw Investment Management Company LLC in Los Angeles, CA and has over 18 years of experience in the finance industry.

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