Tocqueville Asset Management LP

Tocqueville Asset Management LP (CRD# 105690) is a financial advisory firm headquartered in New York, NY. They manage $8,867,921,379 in 2,389 accounts and serve the financial needs of clients across 53 states (or territories).

By the Numbers
  • Total Assets Under Management
    8,868
    MILLION
  • Total Number of Accounts
    2,389
    ACCOUNTS
  • Average Account Value
    $3,711,980
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Financial Advisors at Tocqueville Asset Management LP
Showing 21 - 30 of 35 top financial advisors.
21
Rodman W. Moorhead Iv
CRD#: 7423771
40 West 57th Street, 19th Floor, New York, NY 10019

Rodman Moorhead Iv (CRD# 7423771) is an Investment Advisor Representative working at Tocqueville Asset Management LP in New York, NY and has 1 year of experience in the finance industry.

22
Tsering Ngudu
CRD#: 1454706
40 West 57th Street, 19th Floor, New York, NY 10019

Tsering Ngudu (CRD# 1454706) is an Investment Advisor Representative working at Tocqueville Asset Management LP in New York, NY and has over 37 years of experience in the finance industry.

23
John R. Ores
CRD#: 6752798
40 West 57th Street, 19th Floor, New York, NY 10019

John Ores (CRD# 6752798) is an Investment Advisor Representative working at Tocqueville Asset Management LP in New York, NY and has over 6 years of experience in the finance industry.

24
Peter T. Ostberg
CRD#: 4855140
40 West 57th Street, 19th Floor, New York, NY 10019

Peter Ostberg (CRD# 4855140) is an Investment Advisor Representative working at Tocqueville Asset Management LP in New York, NY and has over 19 years of experience in the finance industry.

25
Michael J. Paton
CRD#: 1205322
40 West 57th Street, 19th Floor, New York, NY 10019

Michael Paton (CRD# 1205322) is an Investment Advisor Representative working at Tocqueville Asset Management LP in New York, NY and has over 28 years of experience in the finance industry.

26
Heather J. Perlmutter
CRD#: 1643571
40 West 57th Street, 19th Floor, New York, NY 10019

Heather Perlmutter (CRD# 1643571) is an Investment Advisor Representative working at Tocqueville Asset Management LP in New York, NY and has over 35 years of experience in the finance industry.

27
John J. Petrides
CRD#: 4674896
40 West 57th Street, 19th Floor, New York, NY 10019

John Petrides (CRD# 4674896) is an Investment Advisor Representative working at Tocqueville Asset Management LP in New York, NY and has over 20 years of experience in the finance industry.

28
Joseph S. Piropato
CRD#: 1388062
40 West 57th Street, 19th Floor, New York, NY 10019

Joseph Piropato (CRD# 1388062) is an Investment Advisor Representative working at Tocqueville Asset Management LP in New York, NY and has over 36 years of experience in the finance industry.

29
John T. Rochford
CRD#: 4593230
40 West 57th Street, 19th Floor, New York, NY 10019

John Rochford (CRD# 4593230) is an Investment Advisor Representative working at Tocqueville Asset Management LP in New York, NY and has over 19 years of experience in the finance industry.

30
Vincent Sellecchia
CRD#: 872991
40 West 57th Street, 19th Floor, New York, NY 10019

Vincent Sellecchia (CRD# 872991) is an Investment Advisor Representative working at Tocqueville Asset Management LP in New York, NY and has over 44 years of experience in the finance industry.

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