Aaron Chao, financial advisor Sarasota FL

Aaron Chao

CRD Number: 6719564
Current Firm: Charles Schwab & Company, Inc.

Aaron Chao (CRD# 6719564) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Sarasota, FL and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Charles Schwab Bank Ssb Sarasote, FL Nov 2020 - Current < 1
Charles Schwab & Company, Inc. Sarasota, FL Feb 2018 - Current 2
Northwestern Mutual Investment Services LLC Orlando, FL Nov 2016 - Feb 2018 1
Northwestern Mutual Life Insurance Company Milwaukee, WI Nov 2016 - Jan 2018 1
Chao Enterprise Inc. Melbourne, FL Jul 2015 - Nov 2016 1
Gegelman Inc. Orlando, FL Jan 2012 - Jun 2015 3
Keller Williams Altamonte Springs, FL Jul 2011 - Dec 2012 1
Kobes Japanese Steakhouse Altamonte Springs, FL Jan 2011 - Jun 2011 < 1
Miraku Japanese Steakhouse Gainesville, FL Jun 2010 - Dec 2010 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 2017
S66 NASAA Uniform Combined State Law Examination Jun 2019
Contact Info for Aaron C. Chao
Phone Number: 415-667-7000
Registered State(s):
  • FL
  • TX
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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