Adriana SernaCRD Number: 3128143
Current Firm: Ubs Financial Services Inc.
Adriana Serna (CRD# 3128143) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Chicago, IL and has over 13 years of experience in the finance industry.
Ellis Wealth Advisors, LLC
Waddell & Reed
|Ubs Financial Services||Chicago, IL||Aug 2017 - Current||< 1|
|Morgan Stanley||Bloomfield Hills, MI||Jan 2017 - Aug 2017||< 1|
|Morgan Stanley||Farmington Hills, MI||Apr 2016 - Jan 2017||< 1|
|Morgan Stanley||Birmingham, MI||Oct 2015 - Apr 2016||< 1|
|Morgan Stanley||Chicago, IL||Jun 2014 - Oct 2015||1|
|Morgan Stanley||Chicago, IL||Aug 2012 - Jun 2014||1|
|Esther Flowers Of Northbrook||Northbrook, IL||Oct 2011 - May 2012||< 1|
|Ubs Financial Services Inc.||Washington, DC||Feb 2009 - Sep 2011||2|
|Morgan Stanley & Company Incorporated||Washington, DC||Nov 2008 - Feb 2009||< 1|
|Re Investment Corporation||Arlington, VA||Jul 2008 - Nov 2008||< 1|
|Re Advisers Corporation||Arlington, VA||Jul 2008 - Nov 2008||< 1|
|Nreca||Arlington, VA||Jul 2008 - Nov 2008||< 1|
|Morgan Stanley & Company Incorporated||Chicago, IL||Feb 2007 - Jun 2008||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 2004|
|S66||NASAA Uniform Combined State Law Examination||Sep 2007|
Total Assets Under Management391,710MILLIONS
Total Number of Accounts885,967ACCOUNTS
Average Account Value$442,127
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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