Cynthia Allen, financial advisor Albuquerque NM
93 score

Cynthia Allen

CRD Number: 3008542
Current Firm: Bok Financial Advisors

Cynthia Allen (CRD# 3008542) is an Investment Advisor Representative working at Bok Financial Advisors in Albuquerque, NM and has over 17 years of experience in the finance industry.

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Company Name Location Dates Years
Bok Financial Securities, Inc. Albuquerque, NM Apr 2017 - Current 1
Bokf, Na Albuquerque, NM Apr 2017 - Current 1
Lpl Financial LLC Santa Fe, NM Jul 2010 - Mar 2017 6
Los Alamos National Bank Santa Fe, NM Sep 2009 - Mar 2017 7
Reynolds Insurance Santa Fe, NM Jan 2009 - Sep 2009 < 1
St. Clair Properties Santa Fe, NM Mar 2008 - Oct 2008 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2014
S63 Uniform Securities State Law Examination Nov 2000
Contact Info for Cynthia E. Allen
Phone Number: 877-781-6889
Registered State(s):
  • NM
By the Numbers
  • Total Assets Under Management
    784
    MILLIONS
  • Total Number of Accounts
    2,180
    ACCOUNTS
  • Average Account Value
    $359,562
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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