CRD Number: 5973925
Current Firm: Mml Investors Services, LLC
Compensation Model: Both
David Crispin (CRD# 5973925) is an Investment Advisor Representative working at Seven Cedars Financial in Durham, NC and has over 6 years of experience in the finance industry.
Wiser Financial Coaching, LLC
Signator Investors, Inc.
Hornor, Townsend & Kent, Inc.
|Mml Investors Services LLC||Raleigh, NC||Oct 2015 - Current||1|
|Massmutual Life Insurance Company||Raleigh, NC||Sep 2015 - Current||1|
|Seven Cedars Financial||Durham, NC||Aug 2015 - Current||2|
|Northwestern Mutual Investment Services, LLC||Durham, NC||Sep 2013 - Aug 2015||1|
|Northwestern Mutual Life Insurance Company||Milwaukee, WI||Sep 2011 - Aug 2015||3|
|Northwestern Mutual Investment Services, LLC||Chapel Hill, NC||Sep 2011 - Aug 2015||3|
|Golf Preserves||Gainesville, FL||Jul 2011 - Aug 2011||< 1|
|Crispin Porter & Bogusky||Miami, FL||Jun 2007 - Jul 2011||4|
|University Of North Carolina Chapel Hill||Chapel Hill, NC||Jul 2003 - Jul 2007||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 2011|
|S7||General Securities Representative Examination (GS)||Jun 2012|
|S65||NASAA Investment Advisors Law Examination||Sep 2013|
Total Assets Under Management666MILLIONS
Total Number of Accounts3,874ACCOUNTS
Average Account Value$171,955
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™, CFP® (with plaque design) and CFP® (with flame design) in the U.S., which it awards to individuals who successfully complete CFP Board's initial and ongoing certification requirements.
Securities, investment advisory and financial planning services are offered through qualified registered representatives of MML Investors Services, LLC Member SIPC. Office of Supervisory Jurisdiction: 4000 Westchase Blvd, Ste 400, Raleigh NC 27607 (919) 755-3100. Seven Cedars Financial is not a subsidiary or affiliate of MML Investors Services, LLC or its affiliated companies.
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