David Crispin, financial advisor Durham NC
103 score

David Crispin

Seven Cedars Financial

CRD Number: 5973925
Current Firm: Mml Investors Services, LLC
Compensation Model: Both

David R. Crispin (CRD# 5973925) is an Investment Advisor Representative working at Seven Cedars Financial in Durham, NC and has over 6 years of experience in the finance industry. David is a Certified Financial Planner and Chartered Special Needs Consultant who strives to help individuals and business owners articulate and construct and successful financial plan. 

CONTACT
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Professional Designations
Company Name Location Dates Years
Mml Investors Services LLC Raleigh, NC Oct 2015 - Current 2
Massmutual Life Insurance Company Raleigh, NC Sep 2015 - Current 2
Seven Cedars Financial Durham, NC Aug 2015 - Current 2
Northwestern Mutual Investment Services, LLC Durham, NC Sep 2013 - Aug 2015 1
Northwestern Mutual Life Insurance Company Milwaukee, WI Sep 2011 - Aug 2015 3
Northwestern Mutual Investment Services, LLC Chapel Hill, NC Sep 2011 - Aug 2015 3
Golf Preserves Gainesville, FL Jul 2011 - Aug 2011 < 1
Crispin Porter & Bogusky Miami, FL Jun 2007 - Jul 2011 4
University Of North Carolina Chapel Hill Chapel Hill, NC Jul 2003 - Jul 2007 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2011
S7 General Securities Representative Examination (GS) Jun 2012
S65 NASAA Investment Advisors Law Examination Sep 2013
Contact Info for David R. Crispin
By the Numbers
  • Total Assets Under Management
    666
    MILLIONS
  • Total Number of Accounts
    3,874
    ACCOUNTS
  • Average Account Value
    $171,955
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Firm Disclaimer:

Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™, CFP® (with plaque design) and CFP® (with flame design) in the U.S., which it awards to individuals who successfully complete CFP Board's initial and ongoing certification requirements.

 

Securities, investment advisory and financial planning services are offered through qualified registered representatives of MML Investors Services, LLC Member SIPC. Office of Supervisory Jurisdiction: 4000 Westchase Blvd, Ste 400, Raleigh NC 27607 (919) 755-3100. Seven Cedars Financial is not a subsidiary or affiliate of MML Investors Services, LLC or its affiliated companies.

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BADGES
103
Verified Page
Data verified by both the advisor and the public regulatory data.
Clean Record
This advisor has a clean track record with regulators.

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