Douglas Geraghty, financial advisor Wilmington DE
93 score

Douglas Geraghty

CRD Number: 6106821
Current Firm: Capital One Advisors, LLC

Douglas Geraghty (CRD# 6106821) is an Investment Advisor Representative working at Capital One Advisors, LLC in Wilmington, DE and has over 5 years of experience in the finance industry.

Similar Advisors
Steven Clott, financial advisor Wilmington DE
Steven M. Clott
CRD# 1439761
Dedicated Investment Advisers LLC
Score
103
Similar Advisors
Peter Gaertner, financial advisor Wilmington DE
Peter F. Gaertner
CRD# 5715758
Affinity Wealth Management, Inc.
Score
103
Similar Advisors
Jeremy Heller, financial advisor Wilmington DE
Jeremy D. Heller
CRD# 4584287
Ameriprise Financial Services, Inc.
Score
103
Company Name Location Dates Years
Capital One Investing, LLC Wilmington, DE Sep 2016 - Current 1
Commonwealth Financial Network Waltham, MA May 2014 - Sep 2016 2
Capital One Investments Services, LLC Melville, NY Nov 2012 - May 2014 1
Axa Advisors, LLC New York, NY Aug 2012 - Nov 2012 < 1
Unemployed Selden, NY Jun 2012 - Aug 2012 < 1
Saint Lawrence University Canton, NY Jul 2008 - May 2012 3
Newfield High School Selden, NY Jul 2004 - Jul 2008 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2012
S65 NASAA Investment Advisors Law Examination Oct 2013
Contact Info for Douglas P. Geraghty
Phone Number: 800-747-2537
Registered State(s):
  • DE
By the Numbers
  • Total Assets Under Management
    8
    MILLIONS
  • Total Number of Accounts
    204
    ACCOUNTS
  • Average Account Value
    $39,720
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Douglas Geraghty and other advisors.
BADGES
93
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.