Eric LeeCRD Number: 6417751
Current Firm: Independent Financial Group, LLC
Eric Lee (CRD# 6417751) is an Investment Advisor Representative working at Independent Financial Group, LLC in McKinney, TX and has over 2 years of experience in the finance industry.
Khp Capital LLC
Commonwealth Financial Network
Vanderpal Capital Management LLC
|Independent Financial Group||Mckinney, TX||Jan 2016 - Current||1|
|World Financial Group, Inc.||Plano, TX||Sep 2013 - Current||3|
|Capital Business Services, LLC||Mckinney, TX||Mar 2013 - Current||4|
|Transamerica Financial Advisors, Inc.||Plano, TX||Nov 2014 - Dec 2015||1|
|John Harman Cpa, Pllc||Mckinney, TX||Jul 2014 - Sep 2014||< 1|
|Hollis Cpa Firm||Austin, TX||Jan 2012 - Apr 2014||2|
|Rategenius Insurance Agency||Austin, TX||May 2012 - Oct 2012||< 1|
|Nextage Captez Realty||Austin, TX||Oct 2011 - Mar 2012||< 1|
|Liberty Tax Service||Austin, TX||Jan 2012 - Feb 2012||< 1|
|Solomon Group Real Estate||Austin, TX||Aug 2011 - Oct 2011||< 1|
|Austin Executive Homes||Austin, TX||Aug 2009 - Aug 2011||2|
|Keller Williams Realty||Austin, TX||Oct 2008 - Aug 2009||< 1|
|Linx Satellite||Provo, UT||May 2008 - Sep 2008||< 1|
|Muzak||Austin, TX||Dec 2003 - Apr 2008||4|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Jan 2015|
|S63||Uniform Securities State Law Examination||Feb 2015|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Regulatory Event
- Judgments / Liens
- Criminal Record
Total Assets Under Management1,856MILLIONS
Total Number of Accounts9,804ACCOUNTS
Average Account Value$189,301
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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