Lewis Mai, financial advisor Cranston RI
90 score

Lewis Mai

CRD Number: 6199512
Current Firm: Ameriprise Financial Services, Inc.

Lewis Mai (CRD# 6199512) is an Investment Advisor Representative working at Ameriprise Financial Services, Inc. in Cranston, RI and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Ameriprise Financial Services, Inc. Cranston, RI Jan 2018 - Current < 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Middletown, RI Nov 2017 - Jan 2018 < 1
Bank Of America, N.a. Middletown, RI Nov 2017 - Jan 2018 < 1
Financial Foundations Westborough, MA Sep 2017 - Oct 2017 < 1
Wells Fargo Clearing Services, LLC Middletown, RI Nov 2016 - Jul 2017 < 1
Wells Fargo Advisors, LLC Middletown, RI May 2013 - Nov 2016 3
Unemployed Portsmouth, RI Nov 2012 - Apr 2013 < 1
Unemployed Boston, MA Jun 2012 - Nov 2012 < 1
Unemployed Portsmouth, RI Feb 2012 - Jun 2012 < 1
Randstad/citizens Bank Cranston, RI Nov 2011 - Feb 2012 < 1
Bank Newport Newport, RI May 2011 - Sep 2011 < 1
Apu High School Ho Chi Minh City, Jul 2007 - May 2011 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2014
Contact Info for Lewis G. Mai
Phone Number: 612-671-3131
Registered State(s):
  • RI
By the Numbers
  • Total Assets Under Management
    198,081
    MILLIONS
  • Total Number of Accounts
    1,126,912
    ACCOUNTS
  • Average Account Value
    $175,773
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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