Mario Conti, financial advisor Annapolis MD

Mario Conti

CRD Number: 1005859
Current Firm: Cetera Investment Advisers LLC

Mario Conti (CRD# 1005859) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Annapolis, MD and has over 41 years of experience in the finance industry. Mario Conti has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Cetera Investment Advisers LLC Annapolis, MD Mar 2020 - Current 2
First National Bank Of Pa Annapolis, MD Feb 2020 - Current 2
Cetera Investment Services LLC St Cloud, MN Feb 2020 - Current 2
Unemployed Annapolis, MD May 2019 - Feb 2020 < 1
Pnc Wealth Management Annapolis, MD Feb 2015 - May 2019 4
Bb&t Investment Services, Inc. Bluffington, SC Jul 2014 - Feb 2015 < 1
Unemployed Savannah, GA Apr 2013 - Jul 2014 1
Suntrust Securities, Inc. Vienna, VA May 2000 - Mar 2013 12
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1981
S66 NASAA Uniform Combined State Law Examination Mar 2020
Contact Info for Mario J. Conti
Phone Number: 888-528-2987
Firm Website: http://cetera.com
Registered State(s):
  • MD
  • TX
By the Numbers
  • Total Assets Under Management
    35,762
    MILLIONS
  • Total Number of Accounts
    169,758
    ACCOUNTS
  • Average Account Value
    $210,662
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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