Mark ChenCRD Number: 5317395
Current Firm: Unionbanc Investment Services, LLC
Mark Chen (CRD# 5317395) is an Investment Advisor Representative working at Unionbanc Investment Services, LLC in Norwalk, CA and has over 9 years of experience in the finance industry.
Jst Investment Consulting
Fried Asset Management, Inc.
|Unionbanc Investment Services LLC||Arcadia, CA||Jun 2017 - Current||< 1|
|Hsbc Bank Usa, N.a.||Temple City, CA||Aug 2016 - Jun 2017||< 1|
|Hsbc Bank Usa, N.a.||Temple City, CA||Apr 2016 - Aug 2016||< 1|
|Hsbc Securities (usa) Inc.||Temple City, CA||Apr 2015 - Aug 2016||1|
|Edward Jones||St Louis, MO||Jul 2014 - Mar 2015||< 1|
|Us Bank||Hacienda Heights, CA||Dec 2012 - Jun 2014||1|
|Hsbc Bank Usa||San Gabriel, CA||Apr 2012 - Dec 2012||< 1|
|Us Bank||Los Angeles, CA||Aug 2009 - Apr 2012||2|
|Citibank||San Gabriel, CA||Nov 2008 - Aug 2009||< 1|
|Metlife Securities, Inc.||San Gabriel, CA||Jun 2007 - Nov 2008||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Sep 2014|
|S63||Uniform Securities State Law Examination||May 2012|
|S65||NASAA Investment Advisors Law Examination||Oct 2008|
Total Assets Under Management1,188MILLIONS
Total Number of Accounts3,842ACCOUNTS
Average Account Value$309,327
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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