Mike Nixon, financial advisor Elkhorn NE
93 score

Mike Nixon

CRD Number: 3055038
Current Firm: Lwi Financial Inc.

Mike Nixon (CRD# 3055038) is an Investment Advisor Representative working at Lwi Financial Inc. in Elkhorn, NE and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Loring Ward San Jose, CA Aug 2017 - Current < 1
Northern Lights Distributors, LLC Omaha, NE Feb 2003 - Jul 2017 14
Cls Investments, LLC Omaha, NE Jan 2001 - Jul 2017 16
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Aug 2001
S66 NASAA Uniform Combined State Law Examination Sep 1999
Contact Info for Mike Nixon
Phone Number: 800-366-7266
Registered State(s):
  • CA
  • MN
  • SD
  • IA
  • KS
  • MO
  • NE
  • ND
By the Numbers
  • Total Assets Under Management
    14,674
    MILLIONS
  • Total Number of Accounts
    50,587
    ACCOUNTS
  • Average Account Value
    $290,073
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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